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Notification form for marketing of units of UCITS in Denmark

The Danish FSA provides a standard application form to be used in connection with notification of foreign UCITS and compartments hereof for marketing.

Start

Required

Please notice that the application cannot be submitted unless all relevant information have been provide.

Important documents:

  • The latest version of the fund rules or instruments of incorporation, translated if necessary in accordance with Article 94(1)(c) of Directive 2009/65/EC.
  • The latest version of the prospectus, translated if necessary in accordance with Article 94(1)(c) of Directive 2009/65/EC.
  • The latest version of the key investor information, translated if necessary in accordance with Article 94(1)(b) of Directive 2009/65/EC.
  • The latest published annual report and any subsequent half-yearly report, translated if necessary in accordance with Article 94(1)(c) of Directive 2009/65/EC.

Additional info

The Danish FSA’s procedures are based on the Commissions Regulation 584/2010/EU

Updated Central Investor Information Documents (KIID) should be mailed to ucits@ftnet.dk

Fees

In accordance with Section 13 of the Executive Order, foreign investment undertakings which market its units in Denmark must pay fees pursuant to Chapter 22 of the Danish Financial Businesses Act:

  • An investment undertaking must pay an annual basic fee of DKK 20,212 in 2018 prices, and
  • For each notification or application on cross-border marketing of units in investment undertakings, an investment undertaking must pay a basic fee of DKK 6,352 in 2018 prices.

A notification or application is amongst others subject to the basic fee if it regards:

  • Registration of new investment undertakings, compartments or share classes.
  • Changes of names of investment undertakings, compartments or share classes.
  • Change of address.
  • Changes in marketing activities, including appointment of a new Danish representative or changes of registered information on the existing Danish representative.
  • Cessation of marketing of investment undertakings, compartments or share classes.

The fees are adjusted on a yearly basis. For more information regarding the fees and current fee levels please see: https://www.dfsa.dk/en/About-us/Tasks-of-the-Danish-FSA/Payment-of-fees

Step by step

  1. Gather the necessary documents for the application.
  2. Click [Start] and log in with your NemID.
  3. Agree to conditions and click [Fortsæt] (“Continue”).
  4. Fill out the form.
  5. Send the form. Please be aware that a form cannot be send if sections haven’t been filled out.
  6. The Danish Financial Supervisory Authority will contact you.

Executive Order on Marketing Carried out by Foreign Investment Undertakings in Denmark

The Danish Financial Supervisory Authority

Office of Investor Protection

Phone: +45 33558282